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Broker-Dealer Finance Staff Attny/Associate

New York City, NY, USA

51 Days ago

Job Description


Mayer Brown LLP?s New York office is seeking an Associate or Staff Attorney with at least 5+ years of experience to support the firm?s Broker-Dealer Regulatory & Compliance practice. Candidates should have experience with some of the following: Broker-dealer regulatory and compliance matters arising under federal and state securities laws and self-regulatory organization (FINRA, securities exchanges, clearing agencies) rules Broker-dealer financial responsibility rules, including SEC Rules 15c3-1 and 15c3-3 Broker-dealer registration and transactional matters Examinations, investigations and enforcement actions FINRA advertising issues Trade reporting Digital assets and distributed ledger technology Superior academic credentials and excellent oral, written and interpersonal skills are required. Please note in the comments section if you?re applying for a staff attorney or counsel-level position. The NY salary for an associate position is $365,000 to $435,000 and for a staff attorney $105,000 to $140,000, although the actual salary could be lower or higher if the candidate?s skills and experience level are different from those specified below. We offer comprehensive benefits, including medical/dental/vision/life/and AD&D insurance, 401(k) savings plan, back-up childcare and eldercare, as well as opportunities for professional development and growth. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. Job Requirements: JD 2020+

Qualification

Juris Doctor (JD)

Practice Areas & Specialty

Compliance/Regulatory, Corporate, Securities

Designation

Associate

Key Skills Required

AdvertisingChildcareComplianceComprehensiveDevelopmentEnforcementInsuranceInterpersonal SkillsOrientationProfessional DevelopmentReporting

Job Overview


Job Function: Legal Services / Legal

Job Type: Full Time

Workplace Type: Not Specified

Experience Level: Not Specified

Salary: $365,000 - $435,000 / Annual Salary

Experience: 5 - 6 yrs

Contact Information


Company Name: Mayer Brown LLP

Recruiting People: HR Department

Website: https://mayerbrown.com

Headquarter: Chicago, IL, USA 60606

Industry: Law Firm / Law Practice

Company Size: 1001-5000 Employees

Location

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