Mid-Level Capital Markets Associate

Join a high-impact capital markets group advising both emerging-growth and public companies, investment banks, SPACs and alternative capital providers. You'll play a key role in transformative equity and debt transactions, ensuring clients navigate complex regulatory and transactional landscapes with ease.

Responsibilities

Lead and support IPOs, SPAC IPOs and de-SPAC business combinations, follow-ons, registered direct/ATM offerings, PIPEs/private placements.

Draft and negotiate offering documents - registration statements, underwriting agreements, prospectuses, and disclosure schedules.

Advise on SEC, FINRA, stock exchange compliance, public reporting obligations, insider trading, stock repurchase plans, broker-dealer matters, and corporate governance policies.

Provide support for ongoing reporting, governance and stakeholder engagement, often as outside corporate counsel.

Work with sector-specialist attorneys in TMT, life sciences, energy, entertainment, real estate, and financial services.

Conduct due diligence, coordinate internal deal teams, supervise junior associates, and manage external advisors.

Cultivate relationships with issuers, underwriters, financial intermediaries, and investors.

Qualifications

3-4 years in capital markets

Transactional experience in IPOs, SPACs, private placements, or PIPE deals

Solid understanding of securities laws (Securities Act, Exchange Act), listing rules, and compliance frameworks

Experience preparing SEC filings (10-K, 10-Q, 8-K S-1, S-3, proxy statements) and governance documentation

Strong drafting ability and analytical skills; able to manage fast-paced, deadline-driven work

J.D. and active NY Bar membership

Why You'll Excel Here

Be on the forefront of innovative capital markets transactions

Work with clients ranging from emerging growth tech companies to global financial institutions

Gain visibility working alongside partners who blend sector knowledge with transactional depth-clients value proficiency across private and public markets

Qualification

Juris Doctor (JD)

Practice Areas & Specialty

Capital Markets, Compliance/Regulatory, Corporate, IPOs, Public Company, Securities