Control Tester

Required background: internal controls testing experience in the financial services industry is a minimum qualification. Preferred skillsets include the following: data control testing; data risk management; privacy and information management; any process controls testing; monitoring and testing; compliance.

Requirements

Experience:

Senior Associate: 5-6 years of experience

Manager: 6-8 years of experience

Key Responsibilities:

Loan Capacity

Consumer Regulatory Background:

Ensure compliance with consumer regulatory requirements.

Stay updated with the latest regulations and implement necessary changes.

Strategizing Plans:

Develop and implement strategic plans to achieve organizational goals.

Conduct SWOT analysis to identify strengths, weaknesses, opportunities, and threats.

Skills Gap Assessments:

Assess current skills within the team and identify gaps.

Develop training programs to bridge skills gaps and enhance team capabilities.

Testing Plans for Controls:

Design and implement testing plans to ensure the effectiveness of controls.

Conduct regular testing and report findings to senior management.

Policy/Procedure Building:

Develop and update policies and procedures to ensure compliance and operational efficiency.

Communicate policies and procedures to the team and ensure adherence.

Preferred Skills:

Tools: Proficiency in Jira or Control360.

Strong analytical and problem-solving skills.

Excellent communication and leadership skills.

Ability to manage multiple projects and meet deadlines.